Stocks to invest in – 13D Filing: Becker Drapkin Management and Great Elm Capital Group Inc. (GEC)

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Great Elm Capital Group, Inc. (NASDAQ:GEC): Matthew Drapkin And Steven R. Becker’s Becker Drapkin Management filed an amended 13D.

You can check out Becker Drapkin Management’s latest holdings and filings here.

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Matthew Drapkin And Steven R. Becker

Becker Drapkin Management

You can access the original SEC filing by clicking here.


Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Northern Right Capital Management 1,266,000 1,136,792 1,266,000 1,136,792 2,402,792 9.5%
Northern Right Capital (QP) 1,136,792 0 1,136,792 0 1,136,792 4.5%
BC Advisors 0 2,402,792 0 2,402,792 2,402,792 9.5%
Matthew A. Drapkin 0 2,402,792 0 2,402,792 2,402,792 9.5%
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Matthew Drapkin And Steven R. Becker

Becker Drapkin Management

Page 1 of 10 – SEC Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No.    )*

 

 

Great Elm
Capital Group, Inc.

(Name of Issuer)

Common Stock, $0.001 Par Value

(Title of Class of Securities)

39036P209

(CUSIP Number)

Northern Right Capital Management, L.P.

Attn: Matthew A. Drapkin

10 Corbin Drive

3rd Floor

Darien, Connecticut 06820

(203) 951-5440

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

September 18, 2017

(Date of Event which Requires Filing of this Statement)

 

 

If the filing person has
previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.  ☐

* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be
deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).

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