Stocks to invest in – 13D Filing: Gardner Lewis Asset Management LP and Kate Spade & Co (KATE)



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You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Gardner Lewis Asset Management 0 7,194,367 0 7,194,367 7,194,367 5.6%
Gardner Lewis Asset Management, Inc 0 7,194,367 0 7,194,367 7,194,367 5.6%

Page 1 of 8 – SEC Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D


 

Under the Securities Exchange Act
of 1934

(Amendment No. ________)*

Kate Spade & Company

(Name of Issuer)

Common Stock, $ 1.00 par value

(Title of Class of Securities)

485865109

(CUSIP Number)

Gardner Lewis Asset Management, L.P.

Attn: Len Sorgini, Chief Compliance
Officer

285 Wilmington West Chester Pike,
Chadds Ford, PA 19317

(610)558-2800

Name, Address and Telephone Number of
Person Authorized to

Receive Notices and Communications)

May 26, 2017

(Date of Event which Requires Filing
of this Statement)

If
the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule
13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.
o

Note: Schedules filed in paper format shall include
a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies
are to be sent.

* The remainder of this cover page shall be filled out for
a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page
shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).

 

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